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This field is for validation purposes and should be left unchangedSageguard financial group SAGEGUARD FINANCIAL GROUP Company Profile | Goodlettsville, TN | Competitors, Financials & Contacts - Dun & Bradstreet Find company research, competitor

Loading view. Menu. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. Raymond Erker, and two of his associates, face federal charges for stealing $9. Δ. (crd#:8174)This field is for validation purposes and should be left unchanged. See BBB rating, reviews, complaints, request a quote & more. New EventDj Johnson is the President at SageGuard Financial Group based in Goodlettsville, Tennessee. Gordon is a financial advisor at Equitable Advisors, LLC in Lebanon, Tennessee. Sageguard Financial Group is based out of Goodlettsville. Back. Space is. Sageguard Financial Group Phoenix, AZ Jun 2014 - May 2021 6; Eric James Financial Advisory, Pllc Phoenix, AZ Nov 2010 - Jan 2018 7; H. Take the time to think about these three things when shopping for your next vehicle. Loading view. Let's discuss. Δ. 2012 2014 2016 2018 2020 2022 2024 ia sageguard financial group, llc (crd# 160266) 2022 - present (<1 year) ia alphastar capital management, llc (crd# 157423) 2021 - 2023 (1 year) ia sageguard financial group, llc (crd# 160266) 2013 - 2021 (8 years) ia brookstone capital management llc (crd# 141413) 2011 - 2013 (2 years) disclosure(s)President. Δ. Indyfin; Savannah; John Evans. William A. CRD Number: 5390261 Current Firm: Sageguard Financial Group, LLC David Cowee (CRD# 5390261) is an Investment Advisor Representative working at Sageguard Financial Group, LLC in Goodlettsville, TN and has over 16 years of. President of SageGuard Financial Group 2mo Report this post Report Report. You can reach the main office by calling the phone number + 230-468-1677 or by fax. Additional Information. Bring your favorite side dish or dessert to share. Loading view. David and his wife, Allison, live in. Sageguard Financial Group, LLC is a large advisory firm based in Goodlettsville. Loading view. 08/31/2016 - 12/07/2021 . Δ. Provide investment and insurance advice, support and consultation for pre-retirees and retirees. Life Insurance in Goodlettsville, TN. Contact David Gordon for financial advice today. Please note that any written or oral communication, provided directly or indirectly to you by SageGuard is in no way to be considered or. A Westlake financial adviser now faces federal charges and is accused of running a Ponzi scheme. They manage $345,874,753 in 2,405 accounts and. 9 million and provides investment advisory services for 2,405 clients (1:219 advisor/client ratio). Heidi King (CRD# 5021599) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. Δ. Loading view. Back Submit. This field is for validation purposes and should be left unchanged. Create Email Alert. ubs financial services inc. Atchison CRD# 5875146 Sageguard Financial Group, LLC. This field is for validation purposes and should be left unchanged. Current Firm Details 3066 Business Park Circle, Goodlettsville, TN 37072 4. in Savannah, GA. This field is for validation purposes and should be left unchanged. in Savannah, GA. Atchison works at Alphastar Capital Management, LLC. SageGuard Financial 11mo Report this post Report Report. Δ. Description. 7 million of regulatory assets for 2,871 client accounts. Their career trajectory has included roles at Opjw, Sageguard Financial Group, LLC, Alphastar Capital Management LLC and Golden Rule Wealth Preservation. Wehrly Spring, TX Oct 1993 - Current 30; Sageguard Financial Group, LLC Spring, TX Nov 2014 - Dec 2021 7; Redhawk Wealth Advisors, Inc. 8 miles away from Sageguard Financial Group When you need quick, reliable access to cash or financial services, the Speedy Cash in Madison is your go-to stop! Since 2013, the team at our store on 120 Gallatin Pike S. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. ΔThis field is for validation purposes and should be left unchanged. Loading view. 11%. This field is for validation purposes and should be left unchanged. Δ. com. This field is for validation purposes and should be left unchanged. Loading view. This field is for validation purposes and should be left unchanged. This field is for validation purposes and should be left unchanged. This field is for validation purposes and should be left unchanged. This field is for validation purposes and should be left unchanged. com 1 Like. S. SAGEGUARD FINANCIAL GROUP Company Profile | Goodlettsville, TN | Competitors, Financials & Contacts - Dun & Bradstreet Find company research, competitor information, contact details & financial data for !company_name! of !company_city_state!. None of these entities are affiliated with the Social Security Administration or any other governmental agency. IA SAGEGUARD FINANCIAL GROUP, LLC 160266 GOODLETTSVILLE, TN 08/31/2016 - 12/07/2021 For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of the Detailed Report. 4M in assets under management (AUM), dropping by -97. We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. Δ. in Lebanon, TN and has over 16 years of experience in the finance industry. Financial Services; Tax Planning; Our Team; Attend an Event; Refer a Friend; Medicare Partnership; Resources. D&B Business DirectoryWritten by investor. SageGuard Financial Group is a financial services company that provides retirement planning, investment planning, and asset management. Loading view. Nashville investors, do you have the strategies you need to thrive — not just survive — in a recession? We prepare for floods, fires, and earthquakes, but…SageGuard Financial Group located at 3066 Business Park Circle, Goodlettsville, TN 37072 - reviews, ratings, hours, phone number, directions, and more. Δ. This field is for validation purposes and should be left unchanged. Tickets will be distributed on Thursday, March 2 at 1:00 PM in the Right-Side Ballroom. 1 There’s an interesting dichotomy among demographics when it comes to retirement planning these… We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. ΔSageguard Financial Group, LLC Spring, TX Dec 2022 - Current < 1; Alphastar Capital Management LLC Cornelius, NC Jul 2021 - Current 2; Office Of Patrick J. If you need immediate assistance or have questions in the meantime, feel free to give us a call at 931. If I can be of service to you. The company offers asset management, tax planning services and retirement planning, thereby completing client's expectations. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. SAGEGUARD FINANCIAL GROUP Company Profile | Goodlettsville, TN | Competitors, Financials & Contacts - Dun & Bradstreet Find company research, competitor. Unfortunately, that likely would provide less than $1,000 per month for a retiree, for only 15 years. SageGuard Financial Group, LLC is neither an affiliate nor subsidiary of TD Ameritrade. Wehrly, Redhawk Wealth Advisors, Inc, Alphastar Capital Management LLC and Sageguard Financial Group, LLC. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. SageGuard Financial 11mo Report this post Report Report. SageGuard Financial Group, LLC provides investment advisory and brokerage services. 07/15/2015 - 09/05/2018 . Read More . Δ. ΔQuick Facts 608 Park Driv, Goodlettsville, TN 37072-3572 is the last known address for Herman. SageGuard Financial Group, LLC provides investment advisory and brokerage services. sageguard financial group, llc ( crd # 160266/sec#:801-127052 ) show all 14 ASPEN WEALTH MANAGEMENT, WIN FINANCIAL STRATEGIES, VANCE FINANCIAL, THE. com. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. 6 million and provides investment advisory services for 196 clients (1:65 advisor/client ratio). November 17, 2023. False statements or omissions may result in denial of your application, revocation of your registration, or criminal SAGEGUARD FINANCIAL. Oct 2022 Apr Jul Oct 2023 Apr Jul Oct 2024 Apr Jul Oct IA SAGEGUARD FINANCIAL GROUP, LLC (CRD# 160266) 2022 - Present (<1 year) IA ALPHASTAR CAPITAL MANAGEMENT, LLC (CRD# 157423) 2022 - 2023 (<1 year) Disclosure(s) Close. All information available through this website is the property of The Wehrly Group (the “Company”) or its information providers and is protected by. SageGuard Financial Group, LLC provides investment advisory and brokerage services. Δ. Description. It manages $264. SageGuard Financial Group is a financial services company that provides retirement planning, investment planning, and asset management. com. IA SAGEGUARD FINANCIAL GROUP, LLC 160266 Savannah, GA 10/11/2017 - 12/07/2021 IA BROOKSTONE CAPITAL MANAGEMENT LLC 141413 Savannah, GA 02/23/2007 - 10/11/2017 For additional registration and employment history details as reported by the individual, refer to the Registration and EmploymentAbout this Advisor. November 17, 2023. Atchison CRD# 5875146 Sageguard Financial Group, LLC. Jeffrey Atchison is a financial advisor operating in Abilene, Texas, who has 2 years of industry experience. This field is for validation purposes and should be left unchanged. This field is for validation purposes and should be left unchanged. Denae Jones is on Facebook. Δ2012 2014 2016 2018 2020 2022 2024 ia sageguard financial group, llc (crd# 160266) 2022 - present (<1 year) ia alphastar capital management, llc (crd# 157423) 2021 - 2023 (1 year) ia sageguard financial group, llc (crd# 160266) 2014 - 2021 (7 years) ia redhawk wealth advisors, inc. Sageguard Financial Group, LLC Spring, TX Dec 2022 - Current < 1; Alphastar Capital Management LLC Cornelius, NC Jul 2021 - Current 2; Office Of Patrick J. Financial Services in Victoria, BC. 2008 - Present (15 years) Pineywoods Financial Services. Loading view. Joseph Wehrly is a financial advisor who works out of Spring, Texas who has 2 years of relevant experience. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. Work History; Financial Exams; Company Name Location Dates Years; Equitable Advisors, LLC New York, NY Sep 1999. ΔThis field is for validation purposes and should be left unchanged. Hay is a financial advisor at Equitable Advisors, LLC in Lebanon, Tennessee. ΔLife Insurance A recent insurance survey conducted by the Life Insurance Marketing and Research Association (LIMRA) found that one-third of consumers were considering buying life insurance due to the COVID-19 pandemic. 1 Days later, regulators also took over Signature Bank. CRD Number: 5021599. 10/07/2014 - 09/13/2016 . Participated in various trainings to expand ethical decision making. Viavattene is a financial advisor at Kingsly Capital, LLC in Phoenix, Arizona. SageGuard Financial Group General Information. Contact Tracey Hay for financial advice today. SageGuard Financial Group located at 3066 Business Park Circle, Goodlettsville, TN 37072 - reviews, ratings, hours, phone number, directions, and more. Tell Us Your Financial Goals ; Get matched with 2 to 3President of SageGuard Financial Group 1y Report this post It’s not the Great Pumpkin, Charlie Brown, but it’s close: a 2,554 lb pumpkin grown in upstate New York has won the U. Additional information about Alphastar Capital Management, LLC and SageGuard Financial Group, LLC are also available on the… Show. Δ. Loading view. Sageguard Financial Group is a large advisory firm with 2405 clients and discretionary assets under management (AUM) of $87,500,000 (Form ADV from 2023-09-28). ia 09/07/2016 - 12/07/2021 sageguard financial group, llc crd# 160266 goodlettsville, tn b 03/27/2015 - 09/13/2016 ubs securities llc crd# 7654 new york, ny b 10/25/2014 - 09/13/2016 ubs financial services inc. This field is for validation purposes and should be left unchanged. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, California, Florida, and 13 other states. ubs financial services inc. This field is for validation purposes and should be left unchanged. Christopher W. SageGuard Financial Group, LLC is neither an affiliate nor subsidiary of TD Ameritrade Institutional and. Loading view. Δ. Sageguard Financial Group, LLC Goodlettsville, TN Sep 2016 - Dec 2021 5; Ubs Financial Services Nashville, TN Oct 2014 - Sep 2016 1; Clayton Bank & Trust Cookeville, TN Apr 2013 - Oct 2014 1; Exam Code Name Passed Date; S66 NASAA Uniform Combined State Law Examination Sep 2011; Contact Info for Lukas R. SAGEGUARD FINANCIAL GROUP, LLC 3 years 1 month Insurance Specialist SAGEGUARD FINANCIAL GROUP, LLC May 2020 - Aug 2020 4 months. Δ. Jeffrey P. None of these entities are affiliated with the Social Security Administration or any other governmental agency. Indyfin; Savannah; John Evans. Atchison CRD# 5875146 Sageguard Financial Group, LLC. FEBRUARY EVENTS. Written by investor. His love of learning helps ensure that our office is up on the. Contact Christopher Hodges for financial advice today. , San Diego California 92121, (800) 431-3500. Contact Bedford Kirkland for financial advice today. Cowee is an employee of Alphastar Capital Management, LLC. Portage’s portfolio companies included in this list reflect its current portfolio companies with over US$2M in invested capital (Portage Ventures III) and over. As an independent Investment. Johnson is on the advisory team at Alphastar Capital Management, LLC. coulson@cbre. All communications by SageGuard Financial Group, LLC or any of its managers, officers, employees. has let Russia’s payment license lapse, leaving Russia to make nearly $2 billion in debt payments until the end of 2022. This field is for validation purposes and should be left unchanged. This field is for validation purposes and should be left unchanged. SageGuard Financial Group is a financial services company that provides retirement planning, investment planning, and asset management. Goodlettsville , Tennessee , United States 11-50 Sageguard Financial Group, LLC Spring, TX Dec 2022 - Current < 1; Alphastar Capital Management LLC Cornelius, NC Jul 2021 - Current 2; Office Of Patrick J. Adams CRD# 4183126 Raymond James Financial Services Advisors, Inc. SageGuard Financial Group was a net seller of stock by $-213M. Save Money With Limited Time Deals. Texas insurance license #_____. Δ We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. • Proper book- and record-keeping strategies. Work History; Financial Exams; Company Name Location Dates Years; Lpl Financial, LLC Lebanon, TN Apr 2001 - Current 22;. EIN Number: 27-0724178 Address: 3066 Business Park Circle, Goodlettsville, Tennessee, 37072 Doing Business As: Sageguard Financial Group Llc Phone: 615-859-4567. Δ. Work History; Financial Exams; Company Name Location Dates Years; Lpl Financial LLC Lebanon, TN Apr 2001 - Current 22; Exam. This field is for validation purposes and should be left unchanged. info@unionfinancialsvc. He graduated from Norwich University in Northfield, Vermont, with a Bachelor of Arts in history. * Managed Investment Portfolios. (CRD#:119342) GOODLETTSVILLE, TN . Darwin Johnson (CRD# 4147691) is an Investment Advisor Representative working at Sageguard Financial Group, LLC in Goodlettsville, TN and has over 23 years of experience in the finance industry. Goodlettsville , Tennessee ,. Atchison CRD# 5875146 Sageguard Financial Group, LLC. * Social Security planning. This field is for validation purposes and should be left unchanged. crd# 8174 nashville, tn We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. 03/27/2015 - 09/13/2016 . Δ. Plan to join DJ Johnson, President of SageGuard Financial Group. net. President of SageGuard Financial Group 11mo Report this post The IRS has released the 2023 tax brackets, with adjustments for inflation and increased standard deductions. Watch [Advisor] on [TV Station]! Get more retirement guidance from [ADVISOR NAME] on [SHOW TITLE], [DAY(S) OF THE WEEK] at [TIME(S)]. Loading view. 3 million from 54. Δ. ΔIAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulatorsSAGEGUARD FINANCIAL GROUP, LLC: FLORIDA FOREIGN LIMITED-LIABILITY COMPANY: WRITE REVIEW: Address: 3066 Business Park Circle Goodlettsville, TN 37072-3594 : Address Types: Principal: Registered Agent: Amsden Russell: Filing Date: June 02, 2016: File Number: M16000004482: Contact Us About The Company Profile. Sageguard Financial Group, LLC is a large advisory firm based in Goodlettsville. DJ Johnson President of SageGuard Financial Group 11mo. This field is for validation purposes and should be left unchanged. Δ. Three persons, including. The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Wehrly, Redhawk Wealth Advisors, Inc, Alphastar Capital Management LLC and Sageguard Financial Group, LLC. Hay is a financial advisor at Equitable Advisors, LLC in Lebanon, Tennessee. Thursday, March 2 / 1:00 PM. Take the time to think about these three things when shopping for your next vehicle. This field is for validation purposes and should be left unchanged. 9. 07/15/2015 - 09/05/2018 . • Service and vessel consultation. Loading view. Wehrly is currently employed by Alphastar Capital Management, LLC. None of these entities are affiliated with the Social Security Administration or any other governmental agency. Loading view. Atchison works at Alphastar Capital Management, LLC. The Company offers portfolio management, consulting, financial planning, and investment supervisory services. Loading view. 2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022 2024 ia alphastar capital management, llc (crd# 157423) 2021 - present (2 years) ia sageguard financial group, llc (crd# 160266) 2017 - 2021 (4 years) ia aspen wealth management (crd# 164591) 2017 - 2017 (<1 year) ia aspen wealth management (crd# 164591) 2012 - 2016. Patrick Wehrly is a financial advisor operating in Cornelius, North Carolina, who has 2 years of industry experience. This field is for validation purposes and should be left unchanged. Loading view. com. Δ. Δ. Description. About this Advisor. Join to view profile SageGuard Financial Group. Δ. 1 There’s an interesting dichotomy among demographics when it comes to retirement planning these…We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. RankThis field is for validation purposes and should be left unchanged. Loading view. Δ. This field is for validation purposes and should be left unchanged. Kirkland is a financial advisor at Lpl Financial LLC in Lebanon, Tennessee. Loading view. There's…This field is for validation purposes and should be left unchanged. Δ. Please note that any written or oral communication, provided directly or indirectly to you by SageGuard is in no way to be considered or. Loading view. Brokerage and investment advisory services and fees differ, and it is important that you understand the differences. Δ. Wehrly Spring, TX Oct 1993 - Current 29; Sageguard Financial Group, LLC Spring, TX Nov 2014 - Dec 2021 7; Redhawk Wealth Advisors, Inc. Loading view. This field is for validation purposes and should be left unchanged. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, California, Florida, and 13 other states. SageGuard Financial Group, LLC is neither an affiliate nor subsidiary of TD Ameritrade Institutional and does not provide tax or legal services. Aug 2009 - Present 14 years 4 months. Δ. Δ. Fried Turkey, beverages and tableware will be provided. Solguard Financial Ltd. SageGuard Financial Group, Goodlettsville, Tennessee. Safeguard Investment Advisory Group, registered in 2017, serves 12 state (s) with a licensed staff of 9 advisors. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. SageGuard Financial Group, LLC is neither an affiliate nor subsidiary of TD Ameritrade Institutional and does not provide tax or legal services. ΔThe Best Retirement Plans to Build Your Nest EggGuruFocus provides stock market research, screener, charts, financial, insider trades, gurus, economic data and value investing tools. Contact Tracey Hay for financial advice today. Δ. Join Facebook to connect with Denae Jones and others you may know. This field is for validation purposes and should be left unchanged. This field is for validation purposes and should be left unchanged. Loading view. SAGEGUARD FINANCIAL GROUP, LLC 3 years 1 month Insurance Specialist SAGEGUARD FINANCIAL GROUP, LLC May 2020 - Aug 2020 4 months. Find contact information for SageGuard Financial Group. SageGuard Financial Group. SageGuard Financial Group, LLC is neither an affiliate nor subsidiary of TD Ameritrade Institutional and does not provide tax or legal services. Loading view. Current Firm: Raymond James Financial Services Advisors, Inc. This field is for validation purposes and should be left unchanged. David Cowee is a financial advisor operating in Nacogdoches, Texas, who has been in the industry for 34 years. I currently work as an Investment Advisory Specialist at SageGuard. Johnson is on the advisory team at Alphastar Capital Management, LLC. I am an experienced financial services professional with 8 years working in the banking and financial services industry. This field is for validation purposes and should be left unchanged. winston@ashfordadvisors. SAGEGUARD FINANCIAL GROUP, LLC (CRD#:160266) GOODLETTSVILLE, TN : PAUL WINKLER, INC. SageGuard Financial Group, LLC. 7 million and provides investment advisory services for 1,260 clients (1:140 advisor/client ratio). , San Diego, California 92121, (800) 431-3500. David is a financial professional who can offer investment and insurance products and services. Adams. Loading view. Facebook gives people the power to share and makes the world more open and connected. ΔIA SAGEGUARD FINANCIAL GROUP, LLC 160266 GOODLETTSVILLE, TN 06/23/2017 - 12/07/2021 IA ASPEN WEALTH MANAGEMENT 164591 SUGAR LAND, TX 06/06/2017 - 09/20/2017. SageGuard Financial Group, LLC is neither an affiliate nor subsidiary of TD Ameritrade Institutional and does not provide tax or legal services. Donato III on the basis of. Loading view. Δ. SAGEGUARD FINANCIAL GROUP, LLC (CRD#:160266) PORTLAND, ME . Wyman & Associates, newly rebranded to Wyman Financial Solutions. Δ. IA SAGEGUARD FINANCIAL GROUP, LLC 160266 Spring, TX 11/10/2014 - 12/07/2021 IA REDHAWK WEALTH ADVISORS, INC. Loading view. Δ. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser. 7 million and provides investment advisory services for 1,260 clients (1:140 advisor/client ratio). On March 10th, Silicon Valley Bank (SVB), a bank catering to startups closed its doors after it could no longer cover withdrawals. Δ. Marine Corps, First Tennessee National. Nashville Lawn & Garden Show - Sign Up for Free Tickets… SageGuard Financial Group, DJ Johnson is excited to provide 100 tickets to the Nashville Lawn and Garden Show. This field is for validation purposes and should be left unchanged. Loading view. Loading view. Dj Johnson's Phone Number and Email Last Update. Contact William Bryson for financial advice today. Primary Business Name: SAGEGUARD FINANCIAL GROUP, LLC CRD Number: 160266 Other-Than-Annual Amendment - All Sections Rev. Additional Information. Found 1 colleague at Primerica Financial Services. The Safegard Group, Inc. Δ. It manages $264. Meagen received her bachelor’s degree and graduated with the highest honors (summa cum laude) from Sam Houston State University. There are 8 companies that have an address matching 3066 Business Park Cir Goodlettsville, TN 37072-3594. 2021 - Present (2 years) Alphastar Capital Management LLC. 🚀 Enjoy a 7-Day Free Trial Thru Mar 20, 2023! Sign UpCaptain Patrick Wehrly, a U. SageGuard Financial – Right Side Ballroom, Tue Sep 26, 2023 - TACO TUESDAY! Clubhouse Ballroom and Patio Area You are cordially invited to join us for TACO TUESDAY on Tuesday, September 26th from 12:00 to 1:00 at the clubhouse. IA SAGEGUARD FINANCIAL GROUP, LLC 160266 NACOGDOCHES, TX 10/25/2012 - 12/07/2021 IA BROOKSTONE CAPITAL MANAGEMENT LLC 141413 DOUGLASS, TX 07/25/2007 - 11/09/2012 For additional registration and employment history details as reported by the individual, refer to the Registration and Employment History section of. Δ November 17, 2023. Δ. Join Facebook to connect with Wendy Ward-D'Angelo and others you may know. DISCLOSURE INFORMATION We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. This field is for validation purposes and should be left unchanged. Loading view. SAGEGUARD FINANCIAL GROUP, LLC (CRD#:160266) PORTLAND, ME . About Sagard. Safegard was founded in 1994 by Robert V. Adams CRD# 4183126 Raymond James Financial Services Advisors, Inc. 4738 or send us an email at info@unionfinancialsvc. What is a EIN Number?Eric J. Investment Advisory Services offered through SageGuard Financial Group, LLC, an SEC registered Investment Adviser.